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Investment Industry Regulatory Organization of Canada
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121	Andrew J. Kriegler President and CEO Andrew J. Kriegler assumed the role of President and Chief Executive Officer of the Investment Industry Regulatory Organization of Canada (IIROC) on November 1, 2014. Before joining I Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-08 15:33:06 S&P/TSX 60 Index Canada Office of the Superintendent of Financial Institutions Richard Ivey School of Business BMO Nesbitt Burns Economy of Canada S&P/TSX Composite Index Canadian Imperial Bank of Commerce
122	Microsoft Word[removed]Submission to IIROC re Proficiency Assurance Model v3 Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2014-11-18 12:34:47 Financial adviser Investment Industry Regulatory Organization of Canada Canadian securities regulation LLQP Insurance Financial economics Investment Finance
123	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-14 15:01:04 Finance Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada Securities Financial economics Due diligence Franchising Law Business Contract law
124	Education Notice Contact: Adrian Carter Director, Educational Services[removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-10-27 15:41:03 Financial regulation Investment Industry Regulatory Organization of Canada Securities Financial markets Trading room Financial economics Finance Financial system
125	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-14 15:06:04 Finance Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada Securities Financial economics Due diligence Franchising Law Business Contract law
126	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-10-30 15:51:04 Securities Business Financial system Canadian securities regulation Financial economics Financial regulation Investment Industry Regulatory Organization of Canada
127	For further information, please contact: Lucy Becker Vice President, Public Affairs[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-13 15:46:03 Securities Financial economics Financial system Business Finance Investment Canadian Investor Protection Fund Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
128	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-07 10:26:04 Securities Financial economics Melville Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
129	For further information, please contact: Lucy Becker Vice President, Public Affairs[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-13 10:41:04 Financial economics Financial system Business Finance Investment Financial regulation Investment Industry Regulatory Organization of Canada Securities
130	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-13 16:11:05 Investment Industry Regulatory Organization of Canada Financial economics Franchising Financial system Business Securities Financial regulation

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